EC
Eric Chung
LIGHTHAVEN CAPITAL MANAGEMENT LLC
San Francisco, CA 94104-5401
Some features on this profile are disabled
CRD#: 5888137
EC
Professional summary
Eric Chung is a registered financial advisor currently at LIGHTHAVEN CAPITAL MANAGEMENT LLC located in San Francisco, California.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Eric has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COINBASE CUSTODY TRUST COMPANY, LLC.
COINBASE CUSTODY IS NOT AN INVESTMENT-RELATED BUSINESS.
COINBASE CUSTODY'S ADDRESS IS 200 Park Avenue South, Suite 1208, New York, NY 10003.
COINBASE CUSTODY IS A DIGITAL ASSET CUSTODIAN.
I AM THE CHIEF OPERATING OFFICER.
I AM AN EMPLOYEE.
I started employment there in September, 2018.
I devote approximately 160 hours per month to Coinbase Custody.
During securities trading hours, I have flexibility to work on either Coinbase Custody work or Lighthaven work, including trading. Typically, I will spend 85%+ of my time on Coinbase Custody matters during securities trading hours.
My duties are to coordinate and manage the operations of Coinbase Custody.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Chung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2011 - Present
LIGHTHAVEN CAPITAL MANAGEMENT LLC
Office #1: 548 Market St Pmb 61747, San Francisco, CA 94104-5401RIA
CRD#: 156534
San Francisco, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/9/2011)
Current Firm
LC
LIGHTHAVEN CAPITAL MANAGEMENT LLC
LIGHTHAVEN CAPITAL MANAGEMENT LLC
CRD#: 156534 / SEC#:
California
Registered Investment Advisory firm - (5/9/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
548 Market St Pmb 61747, San Francisco, CA 94104-5401
Mailing Address
Phone number
(415) 322-0950
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 8,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
