Adam M. Cross

AMC WEALTH MANAGEMENT

Chicago, IL

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CRD#: 5888011

Professional summary

Adam Michael Cross, who also goes by Adam M Cross, is a registered financial advisor currently at AMC WEALTH MANAGEMENT, LLC located in Chicago, Illinois.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Adam has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam M Cross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMC Wealth Management, LLC Alternative Names: AMC Wealth, The business is investment-related; the address of the other business is 1224 West Van Burren, #210, Chicago, IL 60607 the nature of the other business is IA Position held is Principal & Owner title, or relationship with the other business Principal & Owner the start date of your relationship 03/2020 Approximately 160 hours/month is devoted to this business; CARSON CAPITAL (IA Firm) Alternate Names: CARSON CAPITAL,CARSON CAPITAL LLC The business is investment-related; the address of the other business is 3724 Joppa Avenue South, St. Louis Park, MN 55416 the nature of the other business is IA Position held is Chief Compliance Officer title, or relationship with the other business Chief Compliance Officer the start date of your relationship 09/2021 Approximately 20 hours/month is devoted to this business;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Cross's CRS (Customer Relationship Summary).

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

October 7, 2013 - May 12, 2014

EDWARD JONES

RIA

CRD#: 250

ST LOUIS, MO

Past

September 16, 2013 - May 12, 2014

EDWARD JONES

CRD#: 250

ST LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/16/2025)

IAR

Florida
(11/22/2024)

IAR

Illinois
(9/30/2024)

IAR

Nevada
(9/30/2024)

IAR

New York
(9/30/2024)

IAR

Texas
(9/30/2024)

IAR

Utah
(9/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2013

General Securities Representative Examination

Current Firm

AMC WEALTH MANAGEMENT, LLC

AMC | AMCWEALTH.COM | AMC WEALTH MANAGEMENT, LLC | AMC WEALTH MANAGEMENT | AMC WEALTH

CRD#: 308157 / SEC#:

Alabama

Registered Investment Advisory firm - (6/8/2022 Approved)

California

Registered Investment Advisory firm - (1/16/2025 Approved)

Delaware

Registered Investment Advisory firm - (11/15/2023 Approved)

Florida

Registered Investment Advisory firm - (3/15/2022 Approved)

Georgia

Registered Investment Advisory firm - (12/3/2021 Approved)

Illinois

Registered Investment Advisory firm - (7/13/2020 Approved)

Louisiana

Registered Investment Advisory firm - (1/18/2024 Approved)

Nevada

Registered Investment Advisory firm - (9/23/2021 Approved)

New York

Registered Investment Advisory firm - (7/12/2024 Approved)

Texas

Registered Investment Advisory firm - (6/19/2024 Approved)

Utah

Registered Investment Advisory firm - (11/17/2022 Approved)

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Contact information

Main Address

Chicago, IL

Mailing Address

Phone number

(618) 384-9478

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	157
AUM (Assets Under Management)	$ 61,544,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adam M. Cross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Cross's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMC WEALTH MANAGEMENT, LLC

CARSON CAPITAL

AMC WEALTH MANAGEMENT, LLC

NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2013

Current Firm

AMC WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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