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DS

Debra J. Shelton-groah

UHLMANN PRICE SECURITIES
Skokie, IL 60077
Some features on this profile are disabled
CRD#: 5887813
DS

Professional summary

Debra Jean Shelton-groah is a registered financial professional currently at UHLMANN PRICE SECURITIES, LLC located in Skokie, Illinois.

Debra is registered as a RR (Registered Representative) and started their career in finance in 2012. Debra has worked at 2 firms and has passed the SIE, Series 11 and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Debra Jean Shelton-groah's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2014 - Present

UHLMANN PRICE SECURITIES, LLC

Office #1: 5202 Old Orchard Road Suite 250, Skokie, IL 60077
BD
CRD#: 42854
Skokie, IL
Past

October 8, 2012 - November 20, 2012

ADVANCED EQUITIES, INC.

BD
CRD#: 35545
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 12/23/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 11
Date: 7/31/2014
Assistant Representative-Order Processing Qualification Exam
General Industry/Product Exam
RR
Series 99
Date: 10/5/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

UP
UHLMANN PRICE SECURITIES, LLC
UHLMANN INVESTMENTS, LLC | UHLMANN PRICE SECURITIES, LLC

CRD#: 42854 / SEC#: , 8-50041

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
5202 Old Orchard Road Suite 250, Skokie, IL 60077
Mailing Address
5202 Old Orchard Road Suite 250, Skokie, IL 60077
Phone number
(847) 305-2037
Established
Illinois since 02/19/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UPS HOLDINGS, LLCOWNER
BAER, JAMES DANAPRESIDENT/FINOP9936
JBAK, LLCOWNER
KELLY, CINDY MARIECHIEF OPERATING OFFICER3270586
KELLY, CINDY MARIECCO3270586
KONN, ALAN ROBERTMANAGING MEMBER1406973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UHLMANN PRICE SECURITIES, LLC

CRD#: 42854Skokie, IL 60077

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