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Jessa Mae Reigel

SENTRY EQUITY SERVICES
STEVENS POINT, WI
·CRD# 5887565·14 years experience

Professional Summary

Jessa Mae Reigel, who also goes by Jessa Mae Haupt, is a registered financial advisor currently at SENTRY EQUITY SERVICES, INC. located in Stevens Point, Wisconsin. Jessa is registered as a RR (Registered Representative) and started their career in finance in 2012. Jessa has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jessa Mae Haupt

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

SENTRY EQUITY SERVICES, INC.·CRD# 5069
BD
1800 North Point Drive, Stevens Point, WI 54481
April 27, 2017 - Present
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Marshfield, WI
March 13, 2013 - April 13, 2017
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Marshfield, WI
September 28, 2012 - April 13, 2017

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Current Firm

SE
SENTRY EQUITY SERVICES, INC.

SENTRY EQUITY SERVICES, INC.

CRD#: 5069 / SEC#: 8-15078
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1800 North Point Drive, Stevens Point, WI 54481

Mailing Address

1800 North Point Drive, Stevens Point, WI 54481

Phone Number

(715) 346-6000

Established

Delaware since 05/09/1969

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (29 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SENTRY INSURANCE A MUTUAL COSHAREHOLDER—
DANCZYK, CARLA MARIECHIEF COMPLIANCE OFFICER4711455
GWIDT, PAUL MATTHEWTREASURER6777031
HYLAND, JOHNPRESIDENT7741049
MCPARTLAND, PETER GEORGEDIRECTOR/CHAIRMAN OF THE BOARD6109531
NIMM, SEANDIRECTOR7978565

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/27/2017)
RR
Arizona
(4/27/2017)
RR
California
(4/27/2017)
RR
Colorado
(4/27/2017)
RR
Connecticut
(4/27/2017)
RR
Delaware
(4/27/2017)
RR
Florida
(4/27/2017)
RR
Georgia
(4/27/2017)
RR
Idaho
(4/27/2017)
RR
Illinois
(4/27/2017)
RR
Indiana
(4/27/2017)
RR
Iowa
(4/27/2017)
RR
Kansas
(4/27/2017)
RR
Kentucky
(4/27/2017)
RR
Maryland
(4/27/2017)
RR
Massachusetts
(4/27/2017)
RR
Michigan
(4/27/2017)
RR
Minnesota
(4/27/2017)
RR
Missouri
(4/27/2017)
RR
New Hampshire
(4/27/2017)
RR
New Jersey
(4/27/2017)
RR
North Carolina
(4/27/2017)
RR
Ohio
(4/27/2017)
RR
Pennsylvania
(4/27/2017)
RR
South Carolina
(4/27/2017)
RR
Tennessee
(4/27/2017)
RR
Texas
(4/27/2017)
RR
West Virginia
(4/27/2017)
RR
Wisconsin
(4/27/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2013About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2012About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jessa Mae Reigel's CRS (Customer Relationship Summary).

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JR
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