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JR

Jessa M. Reigel

SENTRY EQUITY SERVICES
STEVENS POINT, WI 54481
Some features on this profile are disabled
CRD#: 5887565
JR

Professional summary


Jessa Mae Reigel, who also goes by Jessa Mae Haupt, is a registered financial professional currently at SENTRY EQUITY SERVICES, INC. located in Stevens Point, Wisconsin.

Jessa is registered as a RR (Registered Representative) and started their career in finance in 2012. Jessa has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jessa Mae Haupt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jessa Mae Reigel's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 27, 2017 - Present

SENTRY EQUITY SERVICES, INC.

Office #1: 1800 North Point Drive, Stevens Point, WI 54481
BD
CRD#: 5069
STEVENS POINT, WI
Past

March 13, 2013 - April 13, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
MARSHFIELD, WI
Past

September 28, 2012 - April 13, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MARSHFIELD, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/27/2017)
RR
Alaska
(4/27/2017)
RR
Arizona
(4/27/2017)
RR
Arkansas
(4/27/2017)
RR
California
(4/27/2017)
RR
Colorado
(4/27/2017)
RR
Connecticut
(4/27/2017)
RR
Delaware
(4/27/2017)
RR
District of Columbia
(4/27/2017)
RR
Florida
(4/27/2017)
RR
Georgia
(4/27/2017)
RR
Idaho
(4/27/2017)
RR
Illinois
(4/27/2017)
RR
Indiana
(4/27/2017)
RR
Iowa
(4/27/2017)
RR
Kansas
(4/27/2017)
RR
Kentucky
(4/27/2017)
RR
Louisiana
(4/27/2017)
RR
Maine
(4/27/2017)
RR
Maryland
(4/27/2017)
RR
Massachusetts
(4/27/2017)
RR
Michigan
(4/27/2017)
RR
Minnesota
(4/27/2017)
RR
Mississippi
(4/27/2017)
RR
Missouri
(4/27/2017)
RR
Montana
(4/27/2017)
RR
Nebraska
(4/27/2017)
RR
Nevada
(4/27/2017)
RR
New Hampshire
(4/27/2017)
RR
New Jersey
(4/27/2017)
RR
New Mexico
(4/27/2017)
RR
New York
(4/27/2017)
RR
North Carolina
(4/27/2017)
RR
North Dakota
(4/27/2017)
RR
Ohio
(4/27/2017)
RR
Oklahoma
(4/27/2017)
RR
Oregon
(4/27/2017)
RR
Pennsylvania
(4/27/2017)
RR
Rhode Island
(4/27/2017)
RR
South Carolina
(4/27/2017)
RR
Tennessee
(4/27/2017)
RR
Texas
(4/27/2017)
RR
Utah
(4/27/2017)
RR
Vermont
(4/27/2017)
RR
Virginia
(4/27/2017)
RR
Washington
(4/27/2017)
RR
West Virginia
(4/27/2017)
RR
Wisconsin
(4/27/2017)
RR
Wyoming
(4/27/2017)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/11/2013
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SE
SENTRY EQUITY SERVICES, INC.
SENTRY EQUITY SERVICES, INC.

CRD#: 5069 / SEC#: , 8-15078

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1800 North Point Drive, Stevens Point, WI 54481
Mailing Address
1800 North Point Drive, Stevens Point, WI 54481
Phone number
(715) 346-6000
Established
Delaware since 05/09/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SENTRY INSURANCE A MUTUAL COSHAREHOLDER
DANCZYK, CARLA MARIECHIEF COMPLIANCE OFFICER4711455
GWIDT, PAUL MATTHEWTREASURER6777031
HYLAND, JOHNPRESIDENT7741049
KOVAC, TIMOTHY KENNETHSECRETARY7622917
MCPARTLAND, PETER GEORGEDIRECTOR/CHAIRMAN OF THE BOARD6109531
NIMM, SEANDIRECTOR7978565

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SENTRY EQUITY SERVICES, INC.

CRD#: 5069Stevens Point, WI 54481

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