Kelly A. Kolstad

PAUL R. RIED FINANCIAL GROUP

Bellevue, WA 98004-6366

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CRD#: 5887272

Professional summary

Kelly Andrew Kolstad, CFP® is a registered financial advisor currently at PAUL R. RIED FINANCIAL GROUP, LLC located in Bellevue, Washington.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kelly has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: ORIA - PAUL R. RIED FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BUSINESS; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE; START DATE: 08/2018; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND INVESTMENT ADVISOR SERVICES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Andrew Kolstad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 16, 2018 - Present

PAUL R. RIED FINANCIAL GROUP, LLC

Office #1: 10801 Main Street Suite 201, Bellevue, WA 98004-6366

RIA

CRD#: 297284

Bellevue, WA

Past

June 29, 2023 - November 13, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BELLEVUE, WA

Past

March 31, 2015 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BELLEVUE, WA

Past

March 31, 2015 - November 13, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BELLEVUE, WA

Past

July 8, 2011 - October 28, 2013

D.A. DAVIDSON & CO.

RIA

CRD#: 199

SEATTLE, WA

Past

April 1, 2011 - October 28, 2013

D.A. DAVIDSON & CO.

CRD#: 199

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAUL R. RIED FINANCIAL GROUP, LLC

CRD#: 297284 / SEC#: 801-113796

RIA

Registered Investment Advisory firm - (8/3/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/16/2018)

IAR

Washington
(8/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/2011

General Securities Representative Examination

Current Firm

PAUL R. RIED FINANCIAL GROUP, LLC

CRD#: 297284 / SEC#: 801-113796

RIA

Registered Investment Advisory firm - (8/3/2018 Approved)

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Contact information

Main Address

10801 Main Street Suite 201, Bellevue, WA 98004-6366

Mailing Address

Phone number

(425) 646-6777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PAUL RIED ADV PART 2A BROCHURE (2/24/2025)

Regulatory assets under management

Total Number of Accounts	2,496
AUM (Assets Under Management)	$ 1,061,462,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kelly A. Kolstad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Andrew Kolstad's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

Primary Firm SEC Registration

PAUL R. RIED FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/2011

Series 63

Date: 5/3/2011

SIE

Date: 10/1/2018

Series 7

Date: 3/31/2011

Current Firm

PAUL R. RIED FINANCIAL GROUP, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAUL R. RIED FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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