Bruce W. Leppla

LEPPLA CAPITAL MANAGEMENT LLC

San Francisco, CA

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CRD#: 5887246

Professional summary

Bruce William Leppla, AIF® is a registered financial advisor currently at LEPPLA CAPITAL MANAGEMENT LLC located in San Francisco, California.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Bruce has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lieff Cabraser Heimann & Bernstein LLP, this businessis not investment related, 275 Battery Street, San Francisco, CA 94111, Law Firm, Partner, 40 hours per week, 6 hours, litigation services for law firm clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce William Leppla's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 18, 2011 - Present

LEPPLA CAPITAL MANAGEMENT LLC

Office #2: 46210 Hawk Street, Neskowin, OR 97149

RIA

CRD#: 156328

San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/18/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/2011

Uniform Investment Adviser Law Examination

Current Firm

LEPPLA CAPITAL MANAGEMENT LLC

CRD#: 156328 / SEC#:

California

Registered Investment Advisory firm - (7/18/2011 Approved)

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Contact information

Main Address

San Francisco, CA

Mailing Address

500 El Camino Del Mar, San Francisco, CA 94121

Phone number

+1 (415) 309-3535

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 39,730,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce W. Leppla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce William Leppla's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEPPLA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/2011

Current Firm

LEPPLA CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEPPLA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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