Shane Veitenheimer

EQUILUS GROUP

WENATCHEE, WA 98801

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CRD#: 5887152

Professional summary

Shane Veitenheimer, who also goes by Shane S Veitenheimer, Shane Steven Veitenheimer, is a registered financial advisor currently at EQUILUS GROUP INC located in Wenatchee, Washington.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shane has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shane S Veitenheimer | Shane Steven Veitenheimer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shane is licensed as an independent insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Veitenheimer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2024 - Present

EQUILUS GROUP INC

Office #1: 385 E Penny Road Suite 101b, Wenatchee, WA 98801

RIA

CRD#: 300142

WENATCHEE, WA

Past

May 4, 2022 - June 10, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Spokane Valley, WA

Past

September 9, 2021 - April 25, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SPOKANE, WA

Past

September 9, 2021 - April 25, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SPOKANE, WA

Past

April 8, 2021 - July 1, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

BELLEVUE, WA

Past

April 8, 2021 - July 1, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

BELLEVUE, WA

Past

January 5, 2017 - November 5, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SPOKANE, WA

Past

December 6, 2016 - November 5, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SPOKANE, WA

Past

August 15, 2014 - October 14, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

SPOKANE, WA

Past

February 15, 2011 - August 6, 2014

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

SPOKANE VALLEY, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(11/27/2024)

IAR

Washington
(9/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/5/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/17/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/14/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EQUILUS GROUP INC

EQUILUS FINANCIAL GROUP INC | EQUILUS GROUP INC

CRD#: 300142 / SEC#:

Idaho

Registered Investment Advisory firm - (4/16/2019 Approved)

Illinois

Registered Investment Advisory firm - (8/27/2021 Approved)

Indiana

Registered Investment Advisory firm - (8/30/2021 Approved)

Oregon

Registered Investment Advisory firm - (5/31/2019 Approved)

Washington

Registered Investment Advisory firm - (4/10/2019 Approved)

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Contact information

Main Address

385 E Penny Road Suite 101b, Wenatchee, WA 98801

Mailing Address

Po Box 1687, Wenatchee, WA 98807

Phone number

(888) 860-0658

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 13,798,872

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shane Veitenheimer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Veitenheimer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

COUNTRY CAPITAL MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 1/5/2017

Series 63

Date: 3/17/2011

SIE

Date: 10/1/2018

Series 7

Date: 12/6/2016

Series 6

Date: 2/14/2011

Current Firm

EQUILUS GROUP INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EQUILUS GROUP INC

TRUST BUT VERIFY

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