Shane S. Veitenheimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shane Steven Veitenheimer, who also goes by Shane S Veitenheimer, Shane Steven Veitenheimer, Shane Veitenheimer, was a registered financial professional .
Shane is a previously registered financial professional and started their career in finance in 2011. Shane had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2024 - May 14, 2026
EQUILUS GROUP INC
May 4, 2022 - June 10, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 9, 2021 - April 25, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 9, 2021 - April 25, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 2021 - July 1, 2021
PRUCO SECURITIES, LLC.
April 8, 2021 - July 1, 2021
PRUCO SECURITIES, LLC.
January 5, 2017 - November 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
December 6, 2016 - November 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
August 15, 2014 - October 14, 2016
J.P. MORGAN SECURITIES LLC
February 15, 2011 - August 6, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
EQUILUS GROUP INC
CRD#: 300142 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 13,798,872 |
Red Flags
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