Zachary R. Erskine

SENECA FINANCIAL ADVISORS LLC

Rochester, NY 14625

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CRD#: 5887117

Professional summary

Zachary Richard Erskine, CFP® is a registered financial advisor currently at SENECA FINANCIAL ADVISORS LLC located in Rochester, New York.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Zachary has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Richard Erskine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

November 13, 2018 - Present

SENECA FINANCIAL ADVISORS LLC

Office #1: 500 Linden Oaks Suite 150, Rochester, NY 14625

RIA

CRD#: 152824

Rochester, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENECA FINANCIAL ADVISORS LLC

SENECA FINANCIAL ADVISORS LLC | SENECA FINANCIAL ADVISORS, LLC

CRD#: 152824 / SEC#: 801-71051

RIA

Registered Investment Advisory firm - (2/8/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/20/2021)

IAR

Texas
(11/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SENECA FINANCIAL ADVISORS LLC

SENECA FINANCIAL ADVISORS LLC | SENECA FINANCIAL ADVISORS, LLC

CRD#: 152824 / SEC#: 801-71051

RIA

Registered Investment Advisory firm - (2/8/2010 Approved)

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Contact information

Main Address

500 Linden Oaks Suite 150, Rochester, NY 14625

Mailing Address

Phone number

(585) 203-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (INCLUDES FORM ADV PART 2B BROCHURE SUPPLEMENT DETAILS) (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,072
AUM (Assets Under Management)	$ 693,608,122

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2024	Cover Page	Report
01/11/2024	Cover Page	Report
09/30/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary R. Erskine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Richard Erskine's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENECA FINANCIAL ADVISORS LLC

Primary Firm SEC Registration

SENECA FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Current Firm

SENECA FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SENECA FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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