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MM

Marcel M. Miu

SIMPLIFY WEALTH PLANNING
Austin, TX
Some features on this profile are disabled
CRD#: 5887067
MM

Professional summary

Marcel Mario Miu, CFP®, who also goes by Marcel Miu, is a registered financial advisor currently at SIMPLIFY WEALTH PLANNING LLC located in Austin, Texas.

Marcel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Marcel has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Marcel Miu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcel Mario Miu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

May 24, 2023 - Present

SIMPLIFY WEALTH PLANNING LLC

RIA
CRD#: 325474
Austin, TX
Past

August 20, 2015 - April 10, 2023

COHEN & STEERS SECURITIES, LLC

BD
CRD#: 29258
NEW YORK, NY
Past

November 4, 2014 - July 23, 2015

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
NEW YORK, NY
Past

March 2, 2011 - November 5, 2012

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
WESTERVILLE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(5/24/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 4/27/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/24/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/20/2017
General Securities Principal Examination

Current Firm

SW
SIMPLIFY WEALTH PLANNING LLC
SIMPLIFY WEALTH PLANNING LLC

CRD#: 325474 / SEC#:

Texas
Registered Investment Advisory firm - (5/24/2023 Approved)
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Contact information

Main Address
Austin, TX
Mailing Address
Phone number
(512) 200-3922
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts25
AUM (Assets Under Management)$ 5,717,413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIMPLIFY WEALTH PLANNING LLC

CRD#: 325474Austin, TX

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