RB
Ryan L. Brott
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC
Omaha, NE 68116
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CRD#: 5886965
RB
Professional summary
Ryan Lee Brott, who also goes by Ryan Brott, is a registered financial advisor currently at ELLERBROCK-NORRIS WEALTH STRATEGIES LLC located in Omaha, Nebraska.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Brott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ellerbrock-Norris Agency, Inc. investment-related 4331 North 156th Street, Omaha, NE, 68116 insurance Chief Growth Officer January 2018 152 hours per month some or all hours during trading Focus primarily on corporate and growth strategy Triple B Enterprises, LLC investment-related 4021 N 158th Street, Omaha, NE, 68116 real estate Member 9/18/2019 3 hours per month 0 hours during trading buy and sell residential and commercial real estate Rocketship Ventures, LLC not investment-related 4331 North 156th Street, Omaha, NE 68116 information technology Co-Founder, Member 6/17/2020 4 hours per month 0 hours during trading develops and sells CRM and workflow software for the insurance industry ENI Land Development Co., LLC investment-related PO Box 816, Hastings, NE 68902 real estate Member 1/01/2022 1 hour during trading 0 hours during trading attend yearly meetings to discuss growth strategy
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Lee Brott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2018 - Present
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC
Office #1: 4331 North 156th Street, Omaha, NE 68116RIA
CRD#: 295099
Omaha, NE
Past
April 24, 2014 - December 22, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
OMAHA, NE
Past
April 23, 2014 - December 22, 2017
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
April 17, 2014 - December 22, 2017
TD AMERITRADE, INC.
RIA
CRD#: 7870
OMAHA, NE
Past
May 8, 2012 - May 29, 2012
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LINCOLN, NE
Past
May 7, 2012 - May 29, 2012
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LINCOLN, NE
Past
April 14, 2011 - April 20, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
KANSAS CITY, MO
Past
March 18, 2011 - April 20, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC
ELLERBROCK-NORRIS WEALTH MANAGEMENT | ELLERBROCK-NORRIS WEALTH STRATEGIES LLC
CRD#: 295099 / SEC#: 801-132779
RIA
Registered Investment Advisory firm - (5/15/2025 Approved)Nebraska
Registered Investment Advisory firm - (6/5/2025 Terminated)Texas
Registered Investment Advisory firm - (6/5/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(5/22/2018)
IAR
Texas(1/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EW
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC
ELLERBROCK-NORRIS WEALTH MANAGEMENT | ELLERBROCK-NORRIS WEALTH STRATEGIES LLC
CRD#: 295099 / SEC#: 801-132779
RIA
Registered Investment Advisory firm - (5/15/2025 Approved)Nebraska
Registered Investment Advisory firm - (6/5/2025 Terminated)Texas
Registered Investment Advisory firm - (6/5/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4331 North 156th Street, Omaha, NE 68116
Mailing Address
Phone number
(402) 884-1320
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 277 |
| AUM (Assets Under Management) | $ 110,551,716 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC
CRD#: 295099Omaha, NE 68116TRUST BUT VERIFY
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