Daniel D. Rainey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Dorian Rainey, who also goes by Daniel D Rainey, Daniel Rainey, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2011. Daniel had worked at 3 firms and has passed the Series 65 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2014 - March 5, 2014
CIG SECURITIES
October 9, 2013 - March 5, 2014
CIG ASSET MANAGEMENT, INC.
July 13, 2011 - January 22, 2013
VERSAILLE CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CIG SECURITIES
CRD#: 129864 / SEC#: , 8-66266
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
