Austin D. Dean
WAYSTONE ADVISORS LLC
REDMOND, WA
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CRD#: 5886688
Professional summary
Austin Douglas Dean, CFP®, ChFC®, CLU®, who also goes by Austin Dean, is a registered financial advisor currently at WAYSTONE ADVISORS LLC located in Redmond, Washington.
Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Austin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Austin Dean
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Austin Dean, Sole Proprietor | INVESTMENT RELATED: YES | DBA NAME: DEAN ADVISORY GROUP | POSITION HELD: Insurance Agent/OWNER | ADDRESS: 10900 NE 8TH ST STE 1550 BELLEVUE, WA 98004 | START DATE: 04/2020 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS 2) Full Legal Business Name: Dean Family Real Estate LLC | Is the Business investment-related? (yes/no): Yes. Real Estate Investing | Address: 9210 218th ave ne, Redmond, WA 98053 | What is the nature of the other business? Real Estate Investing | Your position, title, or relationship. Owner/Member | Start date of your relationship (mm/year): 12/22/2021 | Approximate hours a month spent on the other business. 0-10 hours/month | Approximate hours during trading spent on the other business. None | Approximate percentage of time and income related to the business. 0%, No income currently | Briefly describe your duties relating to the other business: provide the funds to invest in real estate ventures and monitor them to make sure they are being implemented properly DEAN FAMILY REAL ESTATE LLC POSITION: Owner NATURE: Personal real estate investing and private lending INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2021 ADDRESS: 9210 218TH AVE NE, redmond WA 98053, United States DESCRIPTION: personal real estate investing FIRST FINANCIAL RESOURCES POSITION: Paying member NATURE: This is a producer group that we are a part of for brokering out insurance business, in particular life insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2020 ADDRESS: 100 Spectrum Center Drive, Suite 400, Irvine CA 92618, United States DESCRIPTION: N/A we use them as a broker for insurance for our clients
CRS (Client Relationship Summary) - RIA
Click below to view Austin Douglas Dean's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
January 5, 2024 - Present
WAYSTONE ADVISORS LLC
RIA
CRD#: 328565
REDMOND, WA
Past
May 16, 2022 - February 1, 2024
LION STREET ADVISORS, LLC
RIA
CRD#: 167610
Redmond, WA
Past
April 26, 2022 - February 1, 2024
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
Redmond, WA
Past
April 30, 2020 - May 17, 2022
GUIDE ADVISORS, INC.
RIA
CRD#: 281828
BOTHELL, WA
Past
April 18, 2014 - May 1, 2020
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BELLEVUE, WA
Past
May 21, 2012 - May 1, 2020
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAYSTONE ADVISORS LLC
WAYSTONE ADVISORS LLC
CRD#: 328565 / SEC#: 801-129211
RIA
Registered Investment Advisory firm - (12/15/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/30/2024)
IAR
Washington(1/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WAYSTONE ADVISORS LLC
WAYSTONE ADVISORS LLC
CRD#: 328565 / SEC#: 801-129211
RIA
Registered Investment Advisory firm - (12/15/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Redmond, WA
Mailing Address
23515 Ne Novelty Hill Rd Suite B215, Redmond, WA 98053
Phone number
(425) 484-0045
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 695 |
| AUM (Assets Under Management) | $ 172,829,393 |
Red Flags
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