Jeffrey W. Pih

PIH INVESTMENTS

South Pasadena, CA 91030

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CRD#: 5886669

Professional summary

Jeffrey William Pih, CFP® is a registered financial advisor currently at PIH INVESTMENTS, LLC located in South Pasadena, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jeffrey has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BIOSYS LABORATORIES, INC.; NON-INVESTMENT RELATED; 526 MISSION STREET SOUTH PASADENA, CA; MEDICAL DEVICES; DIRECTOR OF ACCOUNTING & FINANCIAL PLANNING SINCE 09/201180 HOURS PER MONTH ALL DURING MARKET HOURS; DIRECTOR OF ACCOUNTING ADMINISTRATION OF COMPANY RETIREMENT PLAN AND FINANCIAL PLANNING JEFFREY PIH - INSURANCE AGENT; INVESTMENT RELATED; SOUTH PASADENA, CA; INDEPENDENT INSURANCE AGENT SINCE FEBRUARY 2013; 30 HOURS A MONTH - 0 DURING MARKET HOURS; SALE OF LIFE AND DISABILITY INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Pih's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

April 23, 2013 - Present

PIH INVESTMENTS, LLC

Office #1: 526 Mission Street 1st Floor, South Pasadena, CA 91030

RIA

CRD#: 166867

South Pasadena, CA

Past

April 22, 2011 - August 2, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/23/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/21/2011

General Securities Representative Examination

Current Firm

PIH INVESTMENTS, LLC

CRD#: 166867 / SEC#:

California

Registered Investment Advisory firm - (4/22/2013 Approved)

Ohio

Registered Investment Advisory firm - (5/12/2016 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2016 Terminated)

Washington

Registered Investment Advisory firm - (6/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

526 Mission Street 1st Floor, South Pasadena, CA 91030

Mailing Address

Phone number

(818) 237-0378

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 79,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey W. Pih

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Pih's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIH INVESTMENTS, LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2013

Series 63

Date: 5/19/2011

Series 7

Date: 4/21/2011

Current Firm

PIH INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PIH INVESTMENTS, LLC

TRUST BUT VERIFY

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