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MD

Mary A. Dee

WPG ADVISORY GROUP
East Windsor, CT 06088
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CRD#: 5885872
MD

Professional summary


Mary Ann Dee, who also goes by Mary Ann Polchlopek, Mary Ann Polchlopek-dee, is a registered financial advisor currently at WPG ADVISORY GROUP, LLC located in East Windsor, Connecticut.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mary has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mary Ann Polchlopek | Mary Ann Polchlopek-Dee

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WEALTH PRESERVATION GROUP; INVT REL; 11A Pasco Drive, East Windsor CT 06088; DBA NAME FOR ADVISORY BUSINESS AND INSURANCE; INVESTMENT ADVISOR REPRESENTATIVE AND INSURANCE AGENT; START 01/2011.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mary Ann Dee's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 23, 2015 - Present

WPG ADVISORY GROUP, LLC

Office #1: 11a Pasco Drive, East Windsor, CT 06088
RIA
CRD#: 174200
East Windsor, CT
Past

January 27, 2011 - December 31, 2014

GRADIENT ADVISORS, LLC

RIA
CRD#: 152665
ENFIELD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(2/23/2015)
IAR
Massachusetts
(3/12/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/13/2010
Uniform Investment Adviser Law Examination

Current Firm


WA
WPG ADVISORY GROUP, LLC
WPG ADVISORY GROUP, LLC

CRD#: 174200 / SEC#:

Connecticut
Registered Investment Advisory firm - (2/23/2015 Approved)
Massachusetts
Registered Investment Advisory firm - (3/12/2015 Approved)
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Contact information


Main Address
11a Pasco Drive, East Windsor, CT 06088
Mailing Address
Phone number
(860) 272-0139
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WPG ADVISORY GROUP, LLC

CRD#: 174200East Windsor, CT 06088

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