Mary Ann Dee
Professional Summary
Mary Ann Dee, who also goes by Mary Ann Polchlopek, Mary Ann Polchlopek-dee, is a registered financial advisor currently at WPG ADVISORY GROUP, LLC located in East Windsor, Connecticut. Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mary has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mary Ann Polchlopek, Mary Ann Polchlopek-Dee
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
WPG ADVISORY GROUP, LLC
Contact Information
Main Address
11a Pasco Drive, East Windsor, CT 06088Phone Number
(860) 272-0139# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/23/2015)
(3/12/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Mary Ann Dee's CRS (Customer Relationship Summary).
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