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ER

Earl C. Reeser

REESER ADVISORY SERVICES
Germantown, TN
Some features on this profile are disabled
CRD#: 5885847
ER

Professional summary

Earl Christian Reeser is a registered financial advisor currently at REESER ADVISORY SERVICES INC. located in Germantown, Tennessee.

Earl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Earl has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Earl Christian Reeser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 30, 2018 - Present

REESER ADVISORY SERVICES INC.

RIA
CRD#: 131159
Germantown, TN
Past

February 21, 2018 - August 8, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
MEMPHIS, TN
Past

August 18, 2017 - August 8, 2018

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
MEMPHIS, TN
Past

June 25, 2012 - August 15, 2012

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
MEMPHIS, TN
Past

February 3, 2012 - August 15, 2012

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(8/30/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/8/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2017
General Securities Representative Examination

Current Firm

RA
REESER ADVISORY SERVICES INC.
REESER ADVISORY SERVICES INC.

CRD#: 131159 / SEC#:

Tennessee
Registered Investment Advisory firm - (5/11/2004 Approved)
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Contact information

Main Address
Germantown, TN
Mailing Address
Po Box 38955, Memphis, TN 38183-0955
Phone number
(901) 754-6231
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts52
AUM (Assets Under Management)$ 26,782,418

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REESER ADVISORY SERVICES INC.

CRD#: 131159Germantown, TN

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