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PO

Paul Oh

BALBOA WEALTH PARTNERS
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 5885535
PO

Professional summary

Paul Oh is a registered financial advisor currently at BALBOA WEALTH PARTNERS, INC. located in Newport Beach, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Oh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 8, 2025 - Present

BALBOA WEALTH PARTNERS, INC.

Office #1: 1400 Newport Center Drive Suite 290, Newport Beach, CA 92660
RIA
CRD#: 282329
NEWPORT BEACH, CA
Past

April 26, 2019 - July 21, 2025

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
Cypress, CA
Past

April 25, 2019 - July 21, 2025

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Cypress, CA
Past

January 30, 2018 - May 1, 2019

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
TUSTIN, CA
Past

January 29, 2018 - May 1, 2019

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
TUSTIN, CA
Past

November 22, 2017 - February 2, 2018

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
IRVINE, CA
Past

March 13, 2017 - February 2, 2018

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
IRVINE, CA
Past

November 12, 2012 - January 17, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
IRVINE, CA
Past

March 23, 2011 - May 24, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SEAL BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BALBOA WEALTH PARTNERS, INC.
BALBOA WEALTH PARTNERS, INC. | ZELKO WEALTH MANAGEMENT | WILLOW COVE | WEALTH MANAGEMENT SOLUTIONS | TOZAI WEALTH MANAGEMENT | SEASONS TWO VENTURES FUND | SB WEALTH STRATEGIES | SAM FINANCIAL GROUP | ROCKWOOD INVESTMENT COUNSEL | ROBINSON SHUMAKER WEALTH MANAGEMENT | NAUTICAL WEALTH MANAGEMENT | GATEWAY CAPITAL WEALTH | FSA INTEGRATED | ESSENTIAL RETURNS | BION CAPITAL PARTNERS | BION CAPITAL

CRD#: 282329 / SEC#: 801-107029

RIA
Registered Investment Advisory firm - (12/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/8/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/21/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/15/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/4/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BW
BALBOA WEALTH PARTNERS, INC.
BALBOA WEALTH PARTNERS, INC. | ZELKO WEALTH MANAGEMENT | WILLOW COVE | WEALTH MANAGEMENT SOLUTIONS | TOZAI WEALTH MANAGEMENT | SEASONS TWO VENTURES FUND | SB WEALTH STRATEGIES | SAM FINANCIAL GROUP | ROCKWOOD INVESTMENT COUNSEL | ROBINSON SHUMAKER WEALTH MANAGEMENT | NAUTICAL WEALTH MANAGEMENT | GATEWAY CAPITAL WEALTH | FSA INTEGRATED | ESSENTIAL RETURNS | BION CAPITAL PARTNERS | BION CAPITAL

CRD#: 282329 / SEC#: 801-107029

RIA
Registered Investment Advisory firm - (12/11/2015 Approved)
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Contact information

Main Address
6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250
Mailing Address
Phone number
(949) 445-1465
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE (7/18/2025)
FORM ADV PART 2A (7/18/2025)

Regulatory assets under management

Total Number of Accounts2,068
AUM (Assets Under Management)$ 804,833,455

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BALBOA WEALTH PARTNERS, INC.

CRD#: 282329Newport Beach, CA 92660

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