Merideth M. Murphey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Merideth Marcella Murphey, who also goes by Merideth M Murphey, Merideth Murphey, Merideth Murphy, was a registered financial professional .
Merideth is a previously registered financial professional and started their career in finance in 2011. Merideth had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2013 - March 2, 2015
FSW ADVISORY SERVICES INC.
August 7, 2013 - March 2, 2015
FIRST SOUTHWEST COMPANY, LLC
May 25, 2012 - September 18, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
May 7, 2012 - September 18, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
June 10, 2011 - May 8, 2012
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FSW ADVISORY SERVICES INC.
CRD#: 148818 / SEC#: 801-69739
Contact information
Red Flags
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