Christopher J. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Porter, who also goes by Christopher J Porter, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2015 - July 18, 2017
PHILLIPS & COMPANY
April 23, 2013 - December 31, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 23, 2013 - December 31, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 11, 2011 - March 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 4, 2011 - March 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PHILLIPS & COMPANY
CRD#: 35800 / SEC#: , 8-46896
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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