Matthew J. Roach

AMB WEALTH

Thomasville, GA 31792

Some features on this profile are disabled

CRD#: 5884689

Professional summary

Matthew Justin Roach, who also goes by Matthew Justin Haddock, is a registered financial advisor currently at AMB WEALTH, LLC located in Thomasville, Georgia and ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC located in Thomasville, Georgia.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Justin Haddock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FAIM Investments LLC; Parent company of Allen, Mooney and Barnes Brokerage Services and Investment Advisors; Minority Owner; 0 hours monthly; Start Date: 04/2025

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Justin Roach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2018 - Present

AMB WEALTH, LLC

Office #1: 135 South Madison Street, Thomasville, GA 31792

RIA

CRD#: 113106

Thomasville, GA

Current

February 4, 2011 - Present

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

Office #1: 135 S. Madison Street, Thomasville, GA 31792

CRD#: 142619

Thomasville, GA

Past

March 14, 2012 - December 31, 2017

AMB WEALTH, LLC

RIA

CRD#: 113106

THOMASVILLE, GA

Past

March 12, 2012 - March 21, 2016

EASTOVER CAPITAL MANAGEMENT

RIA

CRD#: 150821

THOMASVILLE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMB WEALTH, LLC

CRD#: 113106 / SEC#: 801-60350

RIA

Registered Investment Advisory firm - (6/13/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/5/2021)

IAR

Florida
(5/21/2021)

Georgia
(2/23/2011)

IAR

Georgia
(2/23/2018)

Indiana
(3/14/2014)

IAR

North Carolina
(2/21/2018)

Texas
(6/14/2024)

IAR

Texas
(6/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/22/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 7/28/2011

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 2/2/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMB WEALTH, LLC

CRD#: 113106 / SEC#: 801-60350

RIA

Registered Investment Advisory firm - (6/13/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

135 South Madison Street, Thomasville, GA 31792

Mailing Address

P.o. Box 1116, Thomasville, GA 31799-1116

Phone number

(866) 277-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMB WEALTH LLC ADV 2A 02.27.2025 (2/27/2025)

Regulatory assets under management

Total Number of Accounts	985
AUM (Assets Under Management)	$ 1,010,736,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

John Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

IAR

SARASOTA, FL

Robert Burns

J.P. MORGAN SECURITIES LLC

IAR

Palm Beach Gardens, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew J. Roach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Justin Roach's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

AMB WEALTH, LLC

EASTOVER CAPITAL MANAGEMENT

Primary Firm SEC Registration

AMB WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2011

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 9/22/2011

Series 86

Date: 7/28/2011

Series 7

Date: 2/2/2011

FINRA

Current Firm

AMB WEALTH, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMB WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors