Alexander J. Rokowski
Professional summary
Alexander John Rokowski, who also goes by Alex Rokowski, is a registered financial advisor currently at FROST INVESTMENT ADVISORS, LLC located in San Antonio, Texas.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alexander has worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander John Rokowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2024 - Present
FROST INVESTMENT ADVISORS, LLC
Office #1: 111 West Houston Street 10th Floor, San Antonio, TX 78205May 30, 2018 - July 13, 2023
CAPITAL CLIENT GROUP, INC.
May 23, 2018 - July 13, 2023
CAPITAL CLIENT GROUP, INC.
August 15, 2014 - May 20, 2016
BARINGS SECURITIES LLC
Primary Firm SEC Registration
FROST INVESTMENT ADVISORS, LLC
CRD#: 146148 / SEC#: 801-68724
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/27/2024)
Exams
Current Firm
FROST INVESTMENT ADVISORS, LLC
CRD#: 146148 / SEC#: 801-68724
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 5,435,683,122 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/09/2023 | ||
| 12/09/2022 |
Red Flags
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