Brandon P. Hughes

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CRD#: 5884272

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brandon Patrick Hughes was a registered financial professional .

Brandon is a previously registered financial professional and started their career in finance in 2013. Brandon had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 14, 2021 - September 28, 2021

BAUER WEALTH MANAGEMENT INC.

RIA

CRD#: 152977

COLORADO SPRINGS, CO

Past

February 10, 2021 - February 29, 2024

ADVENIRE WEALTH MANAGEMENT

RIA

CRD#: 301177

Colorado Springs, CO

Past

October 4, 2019 - December 31, 2020

ADVENIRE WEALTH MANAGEMENT

RIA

CRD#: 301177

COLORADO SPRINGS, CO

Past

July 13, 2018 - May 3, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

January 10, 2014 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COLORADO SPRINGS, CO

Past

January 9, 2014 - May 2, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COLORADO SPRINGS, CO

Past

February 4, 2013 - January 8, 2014

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

COLORADO SPRINGS, CO

Past

January 1, 2013 - January 8, 2014

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAUER WEALTH MANAGEMENT INC.

BAUER HEITZMANN | BAUER WEALTH MANAGEMENT, LLC. | BAUER WEALTH MANAGEMENT LLC | BAUER WEALTH MANAGEMENT INC. | BAUER WEALTH MANAGEMENT

CRD#: 152977 / SEC#: 801-122717

RIA

Registered Investment Advisory firm - (11/18/2021 Approved)

Colorado

Registered Investment Advisory firm - (12/8/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/27/2012

General Securities Representative Examination

Current Firm

BAUER WEALTH MANAGEMENT INC.

BAUER HEITZMANN | BAUER WEALTH MANAGEMENT, LLC. | BAUER WEALTH MANAGEMENT LLC | BAUER WEALTH MANAGEMENT INC. | BAUER WEALTH MANAGEMENT

CRD#: 152977 / SEC#: 801-122717

RIA

Registered Investment Advisory firm - (11/18/2021 Approved)

Colorado

Registered Investment Advisory firm - (12/8/2021 Terminated)

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Contact information

Main Address

5755 Mark Dabling Blvd Suite 245, Colorado Springs, CO 80919

Mailing Address

Phone number

(719) 575-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAUER WEALTH MANAGEMENT PART 2A & 2B BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts	591
AUM (Assets Under Management)	$ 201,656,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon P. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ADVENIRE WEALTH MANAGEMENT

ADVENIRE WEALTH MANAGEMENT

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

BAUER WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2013

SIE

Date: 10/1/2018

Series 7

Date: 12/27/2012

Current Firm

BAUER WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAUER WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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