Brian B. Gamble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Bordley Gamble was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2011. Brian had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2018 - December 31, 2023
MASTER KEY FINANCIAL SERVICES,LLC
April 21, 2016 - July 13, 2018
HIGHTOWER SECURITIES, LLC
April 4, 2016 - July 13, 2018
HIGHTOWER ADVISORS, LLC
February 19, 2014 - November 20, 2015
BLUE POINT INVESTMENT MANAGEMENT
March 4, 2011 - February 17, 2012
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASTER KEY FINANCIAL SERVICES,LLC
CRD#: 125357 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 20,800,000 |
Red Flags
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