PC
Patrick W. Corcorran
COLDSTREAM WEALTH MANAGEMENT
Lake Oswego, OR 97034
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CRD#: 5883964
PC
Professional summary
Patrick William Corcorran is a registered financial advisor currently at COLDSTREAM WEALTH MANAGEMENT located in Lake Oswego, Oregon and COLDSTREAM SECURITIES, INC. located in Bellevue, Washington.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 4 firms and has passed the Series 66, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PATRICK CORCORRAN IS EMPLOYED BY THE RAINIER GROUP, INC., WHICH IS OWNED BY COLDSTREAM HOLDINGS, INC. PATRICK'S PRIMARY BUSINESS ACTIVITY IS SERVING AS A BUSINESS TRANSITION CONSULTANT TO PRIVATELY HELD COMPANIES UNDER RAINIER GROUP CONSULTING (RGC), WHICH IS OWNED BY COLDSTREAM HOLDINGS, INC. PATRICK IS PAID A SALARY AND BONUS AT RGC. RGC IS A SEPARATE BUSINESS TRANSITION CONSULTING ENTITY FROM RAINIER GROUP INVESTMENT ADVISORS (RGIA). RGIA IS ALSO OWNED BY COLDSTREAM HOLDINGS, INC. PATRICK CORCORRAN IS A REGISTERED INVESTMENT ADVISER WITH COLDSTREAM CAPITAL MANAGEMENT INC, LOCATED AT ONE 100TH AVE NE SUITE 102, BELLEVUE, WA , START DATE WAS IN 2018, THE BUSINESS IS INVESTMENT-RELATED, AND DEVOTE 1-2 HOURS PER MONTH TO THIS BUSINESS, TIME DEVOTED DURING SECURITIES TRADING HOURS IS LIMITED.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick William Corcorran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2018 - Present
COLDSTREAM WEALTH MANAGEMENT
Office #1: 175 Evergreen Road, Lake Oswego, OR 97034RIA
CRD#: 108805
Lake Oswego, OR
Current
May 15, 2017 - Present
COLDSTREAM SECURITIES, INC.
Office #1: One 100th Avenue Ne Suite 102, Bellevue, WA 98004BD
CRD#: 46835
Bellevue, WA
Past
December 22, 2015 - December 31, 2020
COLDSTREAM WEALTH MANAGEMENT
RIA
CRD#: 132486
Portland, OR
Past
May 23, 2011 - May 15, 2015
MORGAN STANLEY
RIA
CRD#: 149777
SEATTLE, WA
Past
March 17, 2011 - May 15, 2015
MORGAN STANLEY
BD
CRD#: 149777
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLDSTREAM WEALTH MANAGEMENT
COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC
CRD#: 108805 / SEC#: 801-39379
RIA
Registered Investment Advisory firm - (7/23/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(9/22/2025)
RR
Oregon(5/26/2017)
RR
Washington(5/15/2017)
IAR
Washington(12/7/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 6/13/2025
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
COLDSTREAM WEALTH MANAGEMENT
COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC
CRD#: 108805 / SEC#: 801-39379
RIA
Registered Investment Advisory firm - (7/23/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One - 100th Avenue Ne Suite 102, Bellevue, WA 98004
Mailing Address
Phone number
(425) 283-1600
Established
Firm type
Fiscal year end
# of Employees
195
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,519 |
| AUM (Assets Under Management) | $ 12,438,532,202 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/27/2024 | ||
| 09/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
