Daniel S. Payntor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Seeley Payntor, who also goes by Dan Payntor, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2013. Daniel had worked at 6 firms and has passed the Series 63, Series 66, Series 6TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2022 - April 25, 2023
THE LEADERS GROUP, INC.
December 26, 2019 - January 28, 2020
BRIGHTHOUSE SECURITIES, LLC
February 26, 2018 - November 4, 2019
NAVIAN CAPITAL SECURITIES LLC
November 10, 2015 - February 3, 2016
THE HUNTINGTON INVESTMENT COMPANY
November 8, 2013 - March 11, 2014
WELLS FARGO CLEARING SERVICES, LLC
March 8, 2013 - September 6, 2013
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/6/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 4/13/2019
General Securities Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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