James L. Greco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Louis Greco, who also goes by James Louis Greco III, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2012. James had worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 3, Series 7, Series 99 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2019 - July 20, 2021
PRAGMA LLC
March 22, 2017 - September 12, 2017
BROWNSTONE INVESTMENT GROUP, LLC
October 27, 2015 - December 23, 2016
DIRECT MATCH
December 2, 2013 - October 23, 2014
JEFFERIES LLC
January 4, 2013 - May 6, 2013
GETCO SECURITIES, LLC
October 17, 2012 - October 31, 2013
GETCO EXECUTION SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/30/2024
General Securities Representative ExaminationSeries 99TO
Date: 4/30/2024
Operations Professional ExaminationCurrent Firm
PRAGMA LLC
CRD#: 136453 / SEC#: , 8-67016
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
