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Ryan Michael Gahagan

CRD# 5883051·Registered 2011 - 2016
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Michael Gahagan was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2011 - 2016. Ryan had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

CR CAPITAL DISTRIBUTORS, LLC·CRD# 171776
BD
Newport Beach, CA
February 23, 2016 - May 23, 2016
STIRA CAPITAL MARKETS GROUP, LLC·CRD# 141277
BD
Irvine, CA
February 23, 2011 - March 21, 2014

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Current Firm

CC
CR CAPITAL DISTRIBUTORS, LLC

APT HEALTHCARE CAPITAL | CROSSROADS CAPITAL DISTRIBUTORS, LLC | CR CAPITAL DISTRIBUTORS, LLC

CRD#: 171776 / SEC#: 8-69478
BD
Terminated by SEC on 04/02/2020

Contact Information

Established

Delaware since 08/26/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAKOVICH, GREGORY PETERMANAGING MEMBER, EXECUTIVE REPRESENTATIVE729700
MESERVE, PHILLIP DUANEPRESIDENT, CEO & CCO1455059
SHEPHERDSON, JAMES ARDENMANAGING MEMBER714560
VOOS, VIRGINIA LAWRENCEFINOP, PFO, POO4576740

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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