RF
Ryan B. Frank
SC&H WEALTH
Sparks, MD 21152-9390
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CRD#: 5882570
RF
Professional summary
Ryan Benjamin Frank, who also goes by Ryan Benjamin Frank Mr, Ryan Frank, is a registered financial advisor currently at SC&H WEALTH located in Sparks, Maryland.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ryan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Benjamin Frank Mr | Ryan Frank
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SC&H GROUP, INC. // NOT INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SC&H GROUP, A TAX, AUDIT, CONSULTING AND INVESTMENT BANKING FIRM, IS THE PARENT COMPANY OF SC&H FINANCIAL ADVISORS, INC. RYAN FRANK IS A PRINCIPAL OF SC&H GROUP. SC&H GROUP IS THE EMPLOYER, BENEFITS AND PAYROLL PROVIDER FOR ALL SC&H EMPLOYEES. SC&H GROUP ALSO ORGANIZES AND DIRECTS CERTAIN CORPORATE, SOCIAL, COMMUNITY SERVICE AND TRAINING ACTIVITIES IN WHICH ALL SC&H EMPLOYEES MAY PARTICIPATE. // PRINCIPAL SINCE 2020 // HOURS AS NEEDED IN THE NORMAL COURSE OF BUSINESS // DUTIES INCLUDE THE GENERAL MANAGEMENT AND COORDINATION OF THE FIRM'S BUSINESS ACTIVITIES. 2) LICENSED INSURANCE AGENT // INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SALE OF INSURANCE-RELATED PRODUCTS // AGENT // HOURS AS NEEDED IN COURSE OF NORMAL BUSINESS, MOST OF WHICH WILL BE DURING TRADING HOURS // DUTIES INCLUDE MAINTAINING APPOINTMENTS WITH CARRIERS AND THE SALE OF INSURANCE PRODUCTS TO CLIENTS WHERE APPROPRIATE.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Benjamin Frank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2016 - Present
SC&H WEALTH
Office #1: 910 Ridgebrook Road, Sparks, MD 21152-9390RIA
CRD#: 120666
Sparks, MD
Past
July 13, 2016 - October 18, 2017
TRIAD ADVISORS LLC
BD
CRD#: 25803
SPARKS, MD
Past
June 16, 2011 - July 21, 2016
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
MONKTON, MD
Past
February 24, 2011 - July 12, 2016
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
MONKTON, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(7/8/2016)
IAR
Virginia(3/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
910 Ridgebrook Road, Sparks, MD 21152-9390
Mailing Address
Phone number
(410) 403-1500
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,057 |
| AUM (Assets Under Management) | $ 1,128,274,401 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 01/02/2024 | ||
| 11/17/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SC&H WEALTH
CRD#: 120666Sparks, MD 21152-9390TRUST BUT VERIFY
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