Heather C. Beatty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Conforto Beatty, who also goes by Heather Lyn Conforto, Heather Lyn Conforto Beatty, Heather Rae, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 2011. Heather had worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2024 - January 5, 2026
SCOPEFOUR CAPITAL
March 3, 2016 - June 5, 2022
FEF DISTRIBUTORS, LLC
May 1, 2015 - February 2, 2016
TCW FUNDS DISTRIBUTORS LLC
November 5, 2013 - March 25, 2015
THORNBURG INVESTMENT MANAGEMENT INC
November 14, 2011 - March 25, 2015
THORNBURG SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOPEFOUR CAPITAL
CRD#: 327358 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 18,356,134 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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