AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AH

Ashley L. Holloway

ICA
Nashville, TN 37205
Some features on this profile are disabled
CRD#: 5882303
AH

Professional summary

Ashley Lysette Holloway, who also goes by Ashley Lysette Rundall, is a registered financial professional currently at ICA, LLC located in Nashville, Tennessee.

Ashley is registered as a RR (Registered Representative) and started their career in finance in 2011. Ashley has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ashley Lysette Rundall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ashley Lysette Holloway's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 21, 2011 - Present

ICA, LLC

Office #1: 102 Woodmont Blvd. Suite 130, Nashville, TN 37205
BD
CRD#: 145235
Nashville, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 2/19/2011
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IL
ICA, LLC
ICA, LLC | RCS EQUITIES, LLC | IROQUOIS CAPITAL ADVISORS, LLC

CRD#: 145235 / SEC#: , 8-67717

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
102 Woodmont Blvd. Suite 130, Nashville, TN 37205
Mailing Address
102 Woodmont Blvd. Suite 130, Nashville, TN 37205
Phone number
(615) 467-7600
Established
Delaware since 12/14/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IROQUOIS CAPITAL GROUP, INC.(FORMERLY KNOWN AS REIT INVESTMENT GROUP, LLCSOLE MEMBER
BARNHART, MARGARET MARYSENIOR VICE PRESIDENT & CCO1956190
HOLLOWAY, ASHLEY LYSETTECFO5882303
MCGUGIN, WILLIAM APPLEGARTHCEO5322620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICA, LLC

CRD#: 145235Nashville, TN 37205

TRUST BUT VERIFY

Monitor Ashley Holloway

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Thomas Adam Ennis
Thomas EnnisAdvisorCheck Check Mark
TRUIST ADVISORY SERVICES, INC.
IAR
RR
SUITE 620, TN
James Ralph Parker
James ParkerAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Franklin, TN
Steven Walter Glasgow
Steven GlasgowAdvisorCheck Check Mark
GLOBAL RETIREMENT PARTNERS LLC
IAR
Nashville, TN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.