Blake J. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blake James Watson, who also goes by Blake J Watson, was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 2011. Blake had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2013 - July 16, 2015
CURIAN CAPITAL, LLC
November 15, 2013 - July 16, 2015
CURIAN CLEARING, LLC
April 17, 2013 - November 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 17, 2013 - November 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 18, 2011 - February 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 2011 - February 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CURIAN CAPITAL, LLC
CRD#: 120270 / SEC#: 801-61122
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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