John R. Gurrieri
HORNOR, TOWNSEND & KENT
NEW YORK, NY 10007
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CRD#: 5882074
Professional summary
John Robert Gurrieri, CFP®, who also goes by J.r. Gurrieri, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J.r. Gurrieri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE / EMPIRE WEALTH STRATEGIES | INVESTMENT RELATED - YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT LIFE INSURANCE | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DT: 8/28/2015 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) PROPERTY/CASUALTY INSURANCE | INVESTMENT RELATED: NO | DBA NAME: EMPIRE PROPERTY AND CASUALTY INSURANCE AGENCY | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 4/3/2019 | NATURE OF ACTIVITY: PROPERTY/CASUALTY INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: P&C SALES AND SERVICE. 3) INSURANCE BROKERAGE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 3/1/2020 | NATURE OF ACTIVITY: DISABILITY/HEALTH INSURANCE |APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES:DISABILITY INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, EDUCATING CLIENTS ON MEDICARE PLANS AND MEDICARE ADVANTAGE PLANS FACILITATING THE PURCHASE OF MEDICARE ADVANTAGE PLANS. 4) INSURANCE & INVESTMENT | INVESTMENT RELATED: YES | DBA NAME: BLACK BELT WEALTH ADVISORY | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 3/18/2021 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR , ( FINANCIAL PLANNING INVESTMENT MANAGEMENT LIFE INSURANCE DISABILITY INSURANCE) USING MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 5) INSURANCE AND INVESTMENT | DBA: Spotlight Advisory Group | POSITION: Agent | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 100 START DATE: 01/08/2025 | ADDRESS: 110 Fieldcrest Avenue, Suite 20, Edison NJ 08837 | DESCRIPTION: Life Insurance Brokerage, Financial Planning, Investment Management
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Gurrieri's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Robert Gurrieri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
August 1, 2016 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 30 Vesey St 9th Floor, New York, NY 10007RIA
BD
CRD#: 4031
NEW YORK, NY
Current
January 27, 2016 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 30 Vesey St 9th Floor, New York, NY 10007RIA
BD
CRD#: 4031
NEW YORK, NY
Past
March 14, 2013 - April 2, 2015
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Past
July 12, 2012 - January 31, 2013
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Past
October 25, 2011 - July 10, 2012
ECHOTRADE LLC
BD
CRD#: 42239
PHOENIX, AZ
Past
February 1, 2011 - October 21, 2011
ECHOTRADE LLC
BD
CRD#: 42239
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/26/2019)
RR
Arizona(1/19/2022)
RR
Arkansas(4/6/2020)
RR
California(10/13/2017)
RR
Colorado(3/19/2020)
RR
Connecticut(4/5/2019)
RR
District of Columbia(6/20/2025)
RR
Florida(2/17/2016)
RR
Georgia(10/23/2020)
RR
Illinois(4/7/2020)
RR
Maine(10/17/2018)
RR
Maryland(3/5/2020)
RR
Massachusetts(2/1/2021)
RR
Missouri(2/4/2025)
RR
Nebraska(7/20/2023)
RR
New Jersey(2/2/2016)
RR
New York(2/12/2016)
IAR
New York(3/19/2021)
RR
North Carolina(5/22/2020)
RR
Ohio(12/21/2017)
RR
Oregon(5/8/2025)
RR
Pennsylvania(4/15/2019)
RR
Tennessee(2/5/2025)
RR
Texas(9/19/2018)
IAR
Texas(2/8/2019)
RR
Virginia(6/10/2021)
RR
Washington(5/21/2021)
RR
Wisconsin(2/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
