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Shawn F. Blau

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CRD#: 5882042
SB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shawn Frederick Blau was a registered financial professional .

Shawn is a previously registered financial professional and started their career in finance in 2011. Shawn had worked at 2 firms and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 29, 2016 - December 31, 2025

ATR ADVISORS, LLC

RIA
CRD#: 170849
FAIRFIELD, CT
Past

January 18, 2011 - October 24, 2016

WESTPORT RESOURCES MANAGEMENT INC

RIA
CRD#: 105306
WESTPORT, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/21/2010
Uniform Investment Adviser Law Examination

Current Firm


AA
ATR ADVISORS, LLC
ATR ADVISORS, LLC | BLAU, SHAWN F

CRD#: 170849 / SEC#: 801-79689

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Contact information


Main Address
Fairfield, CT
Mailing Address
Po Box 1355, Fairfield, CT 06825-6355
Phone number
(203) 858-8059
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts5
AUM (Assets Under Management)$ 1,508,177

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATR ADVISORS, LLC

CRD#: 170849

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