Steven A. Kwiatkowski
Professional summary
Steven Anthony Kwiatkowski, who also goes by Steven Kwiatkowski, is a registered financial advisor currently at LEGACY SPRINGS ADVISORS, LLC located in Austin, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Steven has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Anthony Kwiatkowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2013 - Present
LEGACY SPRINGS ADVISORS, LLC
February 28, 2011 - March 22, 2013
WADDELL & REED
February 14, 2011 - March 22, 2013
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/29/2013)
Exams
Current Firm
LEGACY SPRINGS ADVISORS, LLC
CRD#: 166831 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 9,142,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
