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IC

Ibrahim Chaudry

OCM INVESTMENTS
New York, NY 10019
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CRD#: 5881635
IC

Professional summary


Ibrahim Chaudry is a registered financial professional currently at OCM INVESTMENTS, LLC located in New York, New York.

Ibrahim is registered as a RR (Registered Representative) and started their career in finance in 2011. Ibrahim has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ibrahim Chaudry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 6, 2023 - Present

OCM INVESTMENTS, LLC

Office #1: 1301 Avenue Of The Americas 34th Floor, New York, NY 10019
BD
CRD#: 128803
New York, NY
Past

June 13, 2014 - November 28, 2023

CAPITAL CLIENT GROUP, INC.

RIA
CRD#: 6247
LOS ANGELES, CA
Past

May 31, 2014 - November 28, 2023

CAPITAL CLIENT GROUP, INC.

BD
CRD#: 6247
LOS ANGELES, CA
Past

June 9, 2011 - June 12, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

June 9, 2011 - June 12, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

April 1, 2011 - May 5, 2011

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

January 27, 2011 - May 5, 2011

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/6/2023)
RR
Alaska
(12/6/2023)
RR
Arizona
(12/6/2023)
RR
Arkansas
(12/6/2023)
RR
California
(12/6/2023)
RR
Colorado
(12/6/2023)
RR
Connecticut
(12/6/2023)
RR
Delaware
(12/6/2023)
RR
District of Columbia
(12/6/2023)
RR
Florida
(12/6/2023)
RR
Georgia
(12/6/2023)
RR
Hawaii
(12/6/2023)
RR
Idaho
(12/6/2023)
RR
Illinois
(12/6/2023)
RR
Indiana
(12/6/2023)
RR
Iowa
(12/6/2023)
RR
Kansas
(12/6/2023)
RR
Kentucky
(12/6/2023)
RR
Louisiana
(12/6/2023)
RR
Maine
(12/6/2023)
RR
Maryland
(12/6/2023)
RR
Massachusetts
(12/6/2023)
RR
Michigan
(12/6/2023)
RR
Minnesota
(12/6/2023)
RR
Mississippi
(12/6/2023)
RR
Missouri
(12/6/2023)
RR
Montana
(12/6/2023)
RR
Nebraska
(12/6/2023)
RR
Nevada
(12/6/2023)
RR
New Hampshire
(12/6/2023)
RR
New Jersey
(12/6/2023)
RR
New Mexico
(12/6/2023)
RR
New York
(12/6/2023)
RR
North Carolina
(12/6/2023)
RR
North Dakota
(12/6/2023)
RR
Ohio
(12/6/2023)
RR
Oklahoma
(12/6/2023)
RR
Oregon
(12/6/2023)
RR
Pennsylvania
(12/6/2023)
RR
Puerto Rico
(12/6/2023)
RR
Rhode Island
(12/6/2023)
RR
South Carolina
(12/6/2023)
RR
South Dakota
(12/6/2023)
RR
Tennessee
(12/6/2023)
RR
Texas
(12/6/2023)
RR
Utah
(12/6/2023)
RR
Vermont
(12/6/2023)
RR
Virginia
(12/6/2023)
RR
Washington
(12/6/2023)
RR
West Virginia
(12/6/2023)
RR
Wisconsin
(12/6/2023)
RR
Wyoming
(12/6/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/10/2011
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OI
OCM INVESTMENTS, LLC
OCM INVESTMENTS, LLC

CRD#: 128803 / SEC#: , 8-66176

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
333 South Grand Avenue (28th Floor), Los Angeles, CA 90071
Mailing Address
333 South Grand Avenue (28th Floor), Los Angeles, CA 90071
Phone number
(213) 830-6300
Established
Delaware since 08/04/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
OAKTREE CAPITAL MANAGEMENT, L.P.MANAGING MEMBER106793
EDWARDS, JOHN BREWERFINOP/CFO4714451
TOOMEY, MICHAEL PATRICKCCO4482914
TREFZ, MICHAEL CONSTANTINECHIEF EXECUTIVE OFFICER3144335

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OCM INVESTMENTS, LLC

CRD#: 128803New York, NY 10019

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