Richard M. Vengazo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Michael Vengazo, who also goes by Rich Vengazo, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2011. Richard had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2015 - May 26, 2015
MOCHO TRADING LLC
October 22, 2012 - August 15, 2013
TRADELINK L.L.C.
April 12, 2011 - October 23, 2012
RONIN CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOCHO TRADING LLC
CRD#: 171135 / SEC#: , 8-69444
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILLIAMS, ELRICK MORTIMER | MANAGING DIRECTOR/CEO - CLASS A UNIT HOLDER | |
| CASTLECLIFF TRADING L.P. | CLASS A UNIT HOLDER | |
| JAM COMMODITY INVESTMENTS LLC | CLASS A UNIT HOLDER | |
| IORDANOV, JORDAN S | VP NETWORK/HARDWARE - CLASS A UNIT HOLDER | |
| DONNELLAN, EDWARD JOSEPH III | MANAGING DIRECTOR/CCO - CLASS A UNIT HOLDER | 1764291 |
| DURAN, RICHARD JAMES | PUBLIC POLICY DIRECTOR - CLASS A UNIT HOLDER | 2749970 |
| PATEL, NITA AMISH | FINOP/CFO | 4509301 |
| PENSINGER, JOSEPH ROBERT | MANAGING DIRECTOR/CRO - CLASS A UNIT HOLDER | |
| VISCONTI, SILVIO | MANAGING DIRECTOR - CLASS A UNIT HOLDER | 4313292 |
Red Flags
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