Beverly A. Buckner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beverly Ann Buckner, who also goes by Beverly Ann Clark, was a registered financial professional .
Beverly is a previously registered financial professional and started their career in finance in 2011. Beverly had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2014 - February 12, 2015
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.
September 24, 2013 - February 7, 2014
ONEAMERICA SECURITIES, INC.
March 29, 2011 - September 13, 2011
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.
CRD#: 16315 / SEC#: , 8-33846
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
