Charles P. Mckenna

MCKENNA CAPITAL

WHEATON, IL 60187

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CRD#: 5881242

Professional summary

Charles Phillip Mckenna, who also goes by Charles Mckenna, is a registered financial advisor currently at MCKENNA CAPITAL, INC. located in Wheaton, Illinois.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Charles has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Mckenna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Heart Capital, LLC; investment-related;2206 N. Main Street #222, Wheaton, IL 60187; commodity fund; Member/ Advisor; January 2018 start date; 4 hours per month (all during trading hours); Charles Phillip McKenna is a principal of Heart Capital, LLC and in this capacity advises a commodity fund 2) Mr. McKenna also provides consulting for GModelo USA, LLC. Clients are not offered any services from this outside activity. Mr. McKenna spends a limited amount of time in this role.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Phillip Mckenna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2017 - Present

MCKENNA CAPITAL, INC.

Office #1: 123 W. Front Street Suite 200, Wheaton, IL 60187

RIA

CRD#: 286623

WHEATON, IL

Past

August 23, 2016 - January 3, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

NAPERVILLE, IL

Past

May 13, 2016 - January 3, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

NAPERVILLE, IL

Past

May 14, 2011 - May 3, 2016

TOWER WEALTH ADVISORS, INC.

RIA

CRD#: 154053

WHEATON, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/22/2017)

IAR

Texas
(2/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/25/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/13/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2016

General Securities Representative Examination

Current Firm

MCKENNA CAPITAL, INC.

CRD#: 286623 / SEC#:

Illinois

Registered Investment Advisory firm - (2/22/2017 Approved)

Texas

Registered Investment Advisory firm - (2/28/2017 Conditional Restricted)

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Contact information

Main Address

123 W. Front Street Suite 200, Wheaton, IL 60187

Mailing Address

Phone number

(312) 505-0091

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 74,232,071

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles P. Mckenna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Phillip Mckenna's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCKENNA CAPITAL, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

TOWER WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/2016

Series 65

Date: 5/13/2011

SIE

Date: 1/3/2017

Series 7

Date: 8/23/2016

Current Firm

MCKENNA CAPITAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCKENNA CAPITAL, INC.

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