JK
Joel E. Knight
ROBINHOOD FINANCIAL
Denver, CO 80202
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CRD#: 5881198
JK
Professional summary
Joel Emerson Knight, who also goes by Joel Knight, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Denver, Colorado and ROBINHOOD SECURITIES, LLC located in Denver, Colorado.
Joel is registered as a RR (Registered Representative) and started their career in finance in 2011. Joel has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joel Knight
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joel Emerson Knight's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2022 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202BD
CRD#: 165998
Denver, CO
Current
April 22, 2024 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202BD
CRD#: 287900
Denver, CO
Past
June 8, 2021 - January 26, 2022
ROBINHOOD SECURITIES, LLC
BD
CRD#: 287900
Denver, CO
Past
February 4, 2021 - August 8, 2022
ROBINHOOD FINANCIAL, LLC
BD
CRD#: 165998
Denver, CO
Past
July 13, 2018 - January 29, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
January 3, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
GREENWOOD VILLAGE, CO
Past
March 28, 2011 - January 19, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GREENWOOD VILLAGE, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/20/2023)
RR
Alaska(12/20/2023)
RR
Arizona(12/20/2023)
RR
Arkansas(12/20/2023)
RR
California(12/20/2023)
RR
Colorado(10/3/2022)
RR
Connecticut(12/20/2023)
RR
Delaware(12/20/2023)
RR
District of Columbia(12/20/2023)
RR
Florida(12/20/2023)
RR
Georgia(12/20/2023)
RR
Hawaii(12/20/2023)
RR
Idaho(12/20/2023)
RR
Illinois(12/20/2023)
RR
Indiana(12/20/2023)
RR
Iowa(12/20/2023)
RR
Kansas(12/20/2023)
RR
Kentucky(12/20/2023)
RR
Louisiana(12/20/2023)
RR
Maine(12/20/2023)
RR
Maryland(12/20/2023)
RR
Massachusetts(12/20/2023)
RR
Michigan(12/20/2023)
RR
Minnesota(12/20/2023)
RR
Mississippi(12/20/2023)
RR
Missouri(12/20/2023)
RR
Montana(12/20/2023)
RR
Nebraska(12/20/2023)
RR
Nevada(12/20/2023)
RR
New Hampshire(12/20/2023)
RR
New Jersey(12/20/2023)
RR
New Mexico(12/20/2023)
RR
New York(12/20/2023)
RR
North Carolina(12/20/2023)
RR
North Dakota(12/20/2023)
RR
Ohio(12/20/2023)
RR
Oklahoma(12/20/2023)
RR
Oregon(12/20/2023)
RR
Pennsylvania(12/20/2023)
RR
Puerto Rico(12/20/2023)
RR
Rhode Island(12/20/2023)
RR
South Carolina(12/20/2023)
RR
South Dakota(12/20/2023)
RR
Tennessee(12/20/2023)
RR
Texas(12/20/2023)
RR
Utah(12/20/2023)
RR
Vermont(12/20/2023)
RR
Virgin Islands(12/20/2023)
RR
Virginia(12/20/2023)
RR
Washington(12/20/2023)
RR
West Virginia(12/20/2023)
RR
Wisconsin(12/20/2023)
RR
Wyoming(12/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RS
ROBINHOOD SECURITIES, LLC
ROBINHOOD SECURITIES, LLC
CRD#: 287900 / SEC#: , 8-69916
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Phone number
(650) 761-7789
Established
Delaware since 10/27/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | MEMBER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINOP | 3103432 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
