Wesley S. Williams
Professional summary
Wesley Samuel Williams, who also goes by Wesley S Williams, is a registered financial advisor currently at ASSET PRESERVATION ADVISORS, LLC located in Atlanta, Georgia.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Wesley has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Samuel Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2025 - Present
ASSET PRESERVATION ADVISORS, LLC
Office #1: 3344 Peachtree Road, Ne Suite 2050, Atlanta, GA 30326February 17, 2012 - May 21, 2012
MORGAN STANLEY
February 17, 2012 - May 21, 2012
MORGAN STANLEY
May 10, 2011 - February 3, 2012
INTL ADVISORY CONSULTANTS INC.
March 9, 2011 - February 3, 2012
STERNE, AGEE & LEACH, INC.
Primary Firm SEC Registration
ASSET PRESERVATION ADVISORS, LLC
CRD#: 106741 / SEC#: 801-41636
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/25/2025)
Exams
Current Firm
ASSET PRESERVATION ADVISORS, LLC
CRD#: 106741 / SEC#: 801-41636
Contact information
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,954 |
| AUM (Assets Under Management) | $ 10,654,240,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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