Chase A. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chase Alexander Jones was a registered financial professional .
Chase is a previously registered financial professional and started their career in finance in 2011. Chase had worked at 2 firms and has passed the Series 56 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2012 - May 9, 2012
CANAL STREET TRADING
January 13, 2011 - September 26, 2011
CONSOLIDATED TRADING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 8/6/2011
Proprietary Trader Qualification ExaminationCurrent Firm
CANAL STREET TRADING
CRD#: 124582 / SEC#: , 8-65694
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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