WT
Wendy W. Turk
THE WEALTHGARDEN F.S. LLC
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 5880914
WT
Professional summary
Wendy Wan Turk, who also goes by Wendy Wan, is a registered financial advisor currently at THE WEALTHGARDEN F.S. LLC located in El Segundo, California.
Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Wendy has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wendy Wan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Insurance; investment-related; same address: Insurance sales; Insurance Agent; 1/1/2011; 5 hours per month, none during securities trading hours; quoting and placing life, health, disability, long term care insurance in the State of California. (2) Airport Marina Counseling Services; not investment-related; 7891 La Tijera Blvd. Los Angeles, CA 90045; Mental Health Services; Member, Board of Directors; Start Date: 7/1/24; 2 hours per month, none during securities trading hours; Attend quarterly board meetings, service on a committee within the Board. (3) W Wealth, LLC. Not investment related. 5888 W 74th ST. Los Angeles CA 90045. LLC for the purpose of receiving income and expenses. Owner. 04/08/2025. less than 2 hours per month. Less than 2 hours during securities trading.
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Wan Turk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2023 - Present
THE WEALTHGARDEN F.S. LLC
Office #1: 1730 E. Holly Ave Suite 838, El Segundo, CA 90245RIA
CRD#: 311927
El Segundo, CA
Past
October 22, 2012 - July 20, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
SANTA MONICA, CA
Past
February 22, 2012 - September 1, 2023
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
RIA
CRD#: 153649
SANTA MONICA, CA
Past
January 24, 2011 - October 24, 2012
OSAIC SERVICES, INC.
BD
CRD#: 133763
SANTA MONICA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WEALTHGARDEN F.S. LLC
THE WEALTHGARDEN F.S. LLC
CRD#: 311927 / SEC#: 801-129740
RIA
Registered Investment Advisory firm - (3/21/2024 Approved)California
Registered Investment Advisory firm - (3/13/2025 Terminated)Texas
Registered Investment Advisory firm - (2/11/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/1/2023)
IAR
Texas(9/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 3/21/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
THE WEALTHGARDEN F.S. LLC
THE WEALTHGARDEN F.S. LLC
CRD#: 311927 / SEC#: 801-129740
RIA
Registered Investment Advisory firm - (3/21/2024 Approved)California
Registered Investment Advisory firm - (3/13/2025 Terminated)Texas
Registered Investment Advisory firm - (2/11/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1730 E. Holly Ave Suite 838, El Segundo, CA 90245
Mailing Address
Phone number
(310) 571-8489
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 588 |
| AUM (Assets Under Management) | $ 182,314,226 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
