John M. Maresca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Maresca, who also goes by John Michael Maresca Jr, John Michael Maresca, John Maresca, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2011. John had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2016 - June 11, 2021
SEI INVESTMENTS MANAGEMENT CORP
December 10, 2015 - June 11, 2021
SEI INVESTMENTS DISTRIBUTION CO.
June 16, 2014 - May 1, 2015
LPL FINANCIAL LLC
June 16, 2014 - May 1, 2015
LPL FINANCIAL LLC
October 4, 2012 - December 10, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 4, 2012 - December 10, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 27, 2011 - February 16, 2012
VOYA FINANCIAL ADVISORS, INC.
April 8, 2011 - February 16, 2012
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 99,603 |
| AUM (Assets Under Management) | $ 198,143,431,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/27/2025 | ||
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
