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SG

Sean Goodman

ALLSTATE FINANCIAL ADVISORS
Houston, TX
Some features on this profile are disabled
CRD#: 5880657
SG

Professional summary

Sean Goodman, who also goes by Sean Bradley Goodman, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Houston, Texas and ALLSTATE FINANCIAL SERVICES, LLC located in Houston, Texas.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Sean has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sean Bradley Goodman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Goodman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2026 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Houston, TX
Current

April 21, 2026 - Present

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Houston, TX
Past

August 18, 2025 - April 24, 2026

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
HOUSTON, TX
Past

August 18, 2025 - April 24, 2026

LPL ENTERPRISE, LLC

BD
CRD#: 8733
HOUSTON, TX
Past

October 28, 2024 - June 30, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Houston, TX
Past

October 28, 2024 - June 30, 2025

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Houston, TX
Past

August 29, 2022 - November 29, 2023

J. W. COLE ADVISORS, INC.

RIA
CRD#: 112294
Houston, TX
Past

August 26, 2022 - November 29, 2023

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
Houston, TX
Past

July 13, 2020 - September 6, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
HOUSTON, TX
Past

July 2, 2020 - September 2, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
HOUSTON, TX
Past

May 10, 2017 - May 8, 2020

TD AMERITRADE, INC.

RIA
CRD#: 7870
HOUSTON, TX
Past

May 10, 2017 - May 8, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
HOUSTON, TX
Past

May 10, 2017 - May 8, 2020

TD AMERITRADE, INC.

BD
CRD#: 7870
HOUSTON, TX
Past

January 6, 2015 - March 29, 2017

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
HOUSTON, TX
Past

March 25, 2011 - March 29, 2017

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(4/21/2026)
IAR
Texas
(4/21/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/29/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/4/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/24/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Houston, TX

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