KK
Kareem Khoury
DRW SECURITIES, L.L.C.
Chicago, IL 60661
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CRD#: 5880640
KK
Professional summary
Kareem Khoury is a registered financial professional currently at DRW SECURITIES, L.L.C. located in Chicago, Illinois.
Kareem is registered as a RR (Registered Representative) and started their career in finance in 2011. Kareem has worked at 2 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kareem Khoury's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2023 - Present
DRW SECURITIES, L.L.C.
Office #1: 540 West Madison Street Suite 2500, Chicago, IL 60661BD
CRD#: 45908
Chicago, IL
Past
June 9, 2011 - October 11, 2022
CTC, LLC
BD
CRD#: 44597
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 56
Date: 10/30/2013
Proprietary Trader Qualification ExaminationSRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
DS
DRW SECURITIES, L.L.C.
DRW SECURITIES, L.L.C.
CRD#: 45908 / SEC#: , 8-51241
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
540 West Madison Street Suite 2500, Chicago, IL 60661
Mailing Address
540 West Madison Street Suite 2500, Chicago, IL 60661
Phone number
(312) 542-1000
Established
Illinois since 01/07/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRW HOLDINGS, LLC | MEMBER | |
| ARMOUR II, ROBERT WILLIAM | CHIEF COMPLIANCE OFFICER | 4447215 |
| CALDWELL, CHRISTOPHER ROBERT | DIRECTOR OF BROKER DEALER COMPLIANCE | 4182335 |
| CALIXTO, CHRIZITA | CHIEF FINANCIAL OFFICER | 6564070 |
| DRW ASSOCIATES LLC | MEMBER | |
| DRW MANAGEMENT, LLC | MANAGER | |
| FOWLER, SCOTT ALAN | FINOP, COO, PFO, POO | 3004363 |
| GARCHIK, ADAM TODD | CEO | 2967638 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
