Chase A. Leach

MIDWEST WEALTH MANAGEMENT

Topeka, KS 66614

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CRD#: 5880479

Professional summary

Chase Adam Leach is a registered financial advisor currently at MIDWEST WEALTH MANAGEMENT INC located in Topeka, Kansas.

Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Chase has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Midwest Wealth Management Inc.; Topeka, KS 66614; Owner; Financial Planning; Start Date 10/2016 2) Midwest Tax & Financial Inc; Investment-related; TOPEKA, KA. SALES OF FIXED INSURANCE, FIXED INCOME PRODUCTS, AND TAX SERVICES; started 03/2007; approximate 80 hours per month all during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Adam Leach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2020 - Present

MIDWEST WEALTH MANAGEMENT INC

Office #1: 2909 Sw Maupin Lane, Topeka, KS 66614

RIA

CRD#: 306973

Topeka, KS

Past

March 7, 2012 - March 18, 2020

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Topeka, KS

Past

January 14, 2011 - March 9, 2012

AMERICAN INVESTMENT SERVICES

RIA

CRD#: 144088

TOPEKA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(3/13/2020)

IAR

Missouri
(5/13/2020)

IAR

Texas
(3/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2010

Uniform Investment Adviser Law Examination

Current Firm

MIDWEST WEALTH MANAGEMENT INC

CRD#: 306973 / SEC#:

Kansas

Registered Investment Advisory firm - (3/13/2020 Approved)

Missouri

Registered Investment Advisory firm - (5/11/2020 Approved)

Texas

Registered Investment Advisory firm - (3/31/2020 Approved)

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Contact information

Main Address

2909 Sw Maupin Lane, Topeka, KS 66614

Mailing Address

Phone number

(785) 380-4817

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 260,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chase A. Leach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Adam Leach's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIDWEST WEALTH MANAGEMENT INC

GRADIENT ADVISORS, LLC

AMERICAN INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2010

Current Firm

MIDWEST WEALTH MANAGEMENT INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIDWEST WEALTH MANAGEMENT INC

TRUST BUT VERIFY

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