Erik J. Troy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik J Troy, who also goes by Erik Joseph Troy, was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 2011. Erik had worked at 5 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2022 - September 19, 2022
BLACK EDGE SECURITIES LLC
February 24, 2020 - June 2, 2021
GTS SECURITIES LLC
September 12, 2017 - July 31, 2019
CMZ TRADING, LLC
March 11, 2014 - April 4, 2017
CMZ TRADING, LLC
November 3, 2011 - March 27, 2014
RONIN CAPITAL, LLC
April 8, 2011 - July 13, 2011
BLUE CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
BLACK EDGE SECURITIES LLC
CRD#: 309241 / SEC#: , 8-70525
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK EDGE GROUP, LLC | SOLE MEMBER | |
| CERNY, PATRICIA L | CHIEF COMPLIANCE OFFICER | |
| KENT, DAVID GREGORY | PRINCIPAL | 5664389 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
