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JT

Jon D Tyler

CRD# 5880380·Registered 2011 - 2014
Previously Registered: Being a previously registered professional could mean that Jon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jon D Tyler, who also goes by Jon David Gatwood, Jon David Tyler, was a registered financial advisor. Jon was a previously registered financial professional and started their career in finance 2011 - 2014. Jon had worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon David Gatwood, Jon David Tyler

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

Past

TYLER CAPITALPast·CRD# 167449
RIA
Fort Collins, CO
January 1, 2014 - December 31, 2017
TYLER CAPITALPast·CRD# 167449
RIA
Fort Collins, CO
January 2, 2014 - December 31, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Fort Collins, CO
September 7, 2011 - December 14, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Fort Collins, CO
August 10, 2011 - December 14, 2012
FORTA FINANCIAL GROUP, INC.Past·CRD# 28784
BD
Greenwood Village, CO
April 18, 2011 - June 27, 2011

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Current Firm

TC
TYLER CAPITAL

TYLER CAPITAL

CRD#: 167449

Contact Information

Main Address

Fort Collins, CO

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2011About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Apr 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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