Jon D. Tyler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon D Tyler, who also goes by Jon David Gatwood, Jon David Tyler, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 2011. Jon had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - December 31, 2014
TYLER CAPITAL
January 1, 2014 - December 31, 2017
TYLER CAPITAL
September 7, 2011 - December 14, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2011 - December 14, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2011 - June 27, 2011
FORTA FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TYLER CAPITAL
CRD#: 167449 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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