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CS

Christopher T. Steiner

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CRD#: 5880254
CS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Thomas Steiner, who also goes by Chris Steiner, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 2 firms and has passed the Series 57TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chris Steiner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 5, 2016 - March 10, 2023

LAMBERSON CAPITAL LLC

BD
CRD#: 282040
CHICAGO, IL
Past

May 17, 2011 - April 1, 2016

CONSOLIDATED TRADING LLC

BD
CRD#: 117726
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/27/2014
General Securities Principal Examination

Current Firm


LC
LAMBERSON CAPITAL LLC
LAMBERSON CAPITAL LLC

CRD#: 282040 / SEC#: , 8-69698

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
71 S. Wacker, Suite 2300, Chicago, IL 60606
Mailing Address
71 S. Wacker, Suite 2300, Chicago, IL 60606
Phone number
(312) 360-7300
Established
Illinois since 09/18/2015
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CDL, LLCMEMBER
LAMBERSON, COLBY DAVIDCHIEF COMPLIANCE OFFICER
LAMBERSON, COLBY DAVIDOWNER / MANAGER

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LAMBERSON CAPITAL LLC

CRD#: 282040

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