Douglas A. Cook

M1 CAPITAL MANAGEMENT LLC

TROY, MI 48083

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CRD#: 5880237

Professional summary

Douglas Anders Cook, who also goes by Doug Anders Cook, Douglas Cook, is a registered financial advisor currently at M1 CAPITAL MANAGEMENT LLC located in Troy, Michigan.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Douglas has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Anders Cook | Douglas Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CGT Enterprises, start date 03/07/2016, Real Estate/Property Management, Novi MI. Principal Real Estate investor.Hours per month less then 20

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Anders Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2023 - Present

M1 CAPITAL MANAGEMENT LLC

Office #1: 200 E Big Beaver Rd Ste 132, Troy, MI 48083

RIA

CRD#: 158269

TROY, MI

Past

March 13, 2015 - May 19, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Novi, MI

Past

March 6, 2015 - May 19, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Novi, MI

Past

June 13, 2012 - May 20, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NOVI, MI

Past

March 25, 2011 - May 19, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NOVI, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M1 CAPITAL MANAGEMENT LLC

M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA

Registered Investment Advisory firm - (7/27/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/11/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/1/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2011

General Securities Representative Examination

Current Firm

M1 CAPITAL MANAGEMENT LLC

M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA

Registered Investment Advisory firm - (7/27/2011 Approved)

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Contact information

Main Address

200 E Big Beaver Rd Ste 132, Troy, MI 48083

Mailing Address

7 West Square Lake Road, Bloomfield Hills, MI 48302

Phone number

(248) 556-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

M1 CAPITAL MANAGEMENT BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	920
AUM (Assets Under Management)	$ 406,039,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas A. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Anders Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

M1 CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/11/2012

Series 63

Date: 4/1/2011

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2011

Current Firm

M1 CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

M1 CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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